The Moves Wire — Digital Capital Daily

The Moves Wire the industry’s tape for talent · updated continuously

Advisor and executive movement across wealth management. Entries marked ● VERIFIED are confirmed against SEC registration records — not press releases.

178 of the latest entries

Mar 31ExecutiveOnur Erzan — AllianceBernstein L.P. → AllianceBernstein L.P.

Mar 31ExecutiveOnur Erzan — AllianceBernstein → AllianceBernstein

Mar 31ExecutiveOnur Erzan

Mar 30ExecutiveSeth Bernstein — AllianceBernstein L.P. → AllianceBernstein L.P.

Jan 30ExecutiveJase Auby

Dec 31ExecutiveMartin Seay, Richard Shaw

Dec 31ExecutiveRick LeBrun — PIMCO → PIMCO

Nov 29ExecutiveMark Pickering

Oct 1ExecutiveLarry Roth

Oct 1ExecutiveEric Stein

Oct 1ExecutiveJon Patullo

Oct 1ExecutiveAdrian Cox, Kristof Terryn

Oct 1Team lift-outRobert Amato · $320M — Compass Wealth Management → Cerity Partners

Oct 1Team lift-outBrad Dinsmore · $1.4B — Cornerstone Capital → Cerity Partners

Oct 1ExecutiveLarry Roth — to WealthStream

Oct 1ExecutiveTamara Darling — 1031 Crowdfunding → Capital Square

Oct 1Team lift-outJeff Cullman · team of 7 — UBS → Ascend Advisory Group

Oct 1ExecutiveHester Peirce

Oct 1Registrations2 advisors — Avantax Planning Partners → CETERA PLANNING PARTNERS● VERIFIED

Oct 1Registrations2 advisors — The Retirement Planning Group → CETERA PLANNING PARTNERS● VERIFIED

Oct 1Registrations5 advisors onto CETERA PLANNING PARTNERS’s roster● VERIFIED

Sep 30ExecutiveAlfonso Munk, David Steinbach

Sep 30ExecutiveLaura Hines-Pierce, Adam Hines, Jeffrey Hines

Sep 30ExecutiveHester Peirce

Sep 30ExecutiveZar Toolan, Evelyn Zohlen, Drew McMorrow

Sep 30ExecutiveHåkan Buskhe, Henrik Henriksson

Sep 30ExecutiveChristian Werner, Martin Czermin

Sep 30ExecutiveCaroline Piehl

Sep 30ExecutiveA. Morris “Mo” Tooker, Christopher Swift

Sep 30MoveKyle Kirk · $100M

Sep 30BreakawayDana Cornell · $1B

Sep 30ExecutiveNancy DeRusso

Sep 30Team lift-outJeff Cullman · team of 7 — UBS → Wells Fargo Advisors Financial Network (Ascend Advisory Group)

Sep 30Team lift-outJeff Cullman · team of 7 — UBS → Ascend Advisory Group (Wells Fargo Advisors Financial Network affiliate)

Sep 30MoveJeffrey S. Cullman — Wachovia Securities predecessor (Wells Fargo) → UBS

Sep 30ExecutiveTony J. Reilly — Royal Alliance Associates → Wells Fargo Financial Network (FiNet)

Sep 30BreakawayJeffrey S. Cullman · team of 7 — UBS Wealth Management USA → Ascend Advisory Group (Wells Fargo FiNet)

Sep 30ExecutiveAlex Donald — to Ironbark Financial Group

Sep 30ExecutiveEli Glotzer — to Merchant Investment Management

Sep 30ExecutiveJamie Melville — to Merchant Investment Management

Sep 30ExecutiveDavid Stephen — to Ironbark Financial Group

Sep 30ExecutiveAlex Donald — to Ironbark Investment Solutions

Sep 30ExecutiveBrendan Carpenter — to Ironbark Financial Group

Sep 30ExecutiveJustin Greiner — to Ironbark Financial Group

Sep 30ExecutiveChris Larsen — Ironbark Financial Group → Ironbark Financial Group

Sep 30Registrations2 advisors — The Retirement Planning Group → CETERA PLANNING PARTNERS● VERIFIED

Sep 30Registrations2 advisors — Cetera Planning Partners → CETERA PLANNING PARTNERS● VERIFIED

Sep 30Registrations3 advisors — Prime Capital Financial → PRIME CAPITAL FINANCIAL● VERIFIED

Sep 30Registrations2 advisors onto CETERA PLANNING PARTNERS’s roster● VERIFIED

Sep 29ExecutiveHester Peirce

Sep 29ExecutiveCatrina Gemmerich, Stephan Wirz

Sep 29ExecutiveGiovanni Cutaia, Nadeem Meghji, David Levine

Sep 29ExecutiveJonathan Stachel

Sep 29ExecutiveSpencer Propper

Sep 29ExecutiveBert Crouch

Sep 29ExecutiveJess Lipsey

Sep 29ExecutiveAllan Umans

Sep 29ExecutiveBen Kanne

Sep 29ExecutiveJoe Deliberto

Sep 29ExecutiveDanny DeMarco

Sep 29ExecutiveEben Ellertson, Lisa Gomez, Carrie Van Syckel

Sep 29MoveMark K. Nichol

Sep 29BreakawayNikki Lude, Ciara Stewart · $120

Sep 29ExecutiveYves Siegel — to Lear Investment Management

Sep 29ExecutiveEric Stephenson — to Lear Investment Management

Sep 29ExecutiveChristine E. Brown — to Kestra Financial

Sep 29ExecutiveStephen Langlois — Kestra Financial → destination pending

Sep 29MoveJustin Snowden · team of 3 — to Kestra Financial

Sep 29MoveSarah Walsh · team of 3 — to Kestra Financial

Sep 29MoveShannon Harris · team of 3 — Ameriprise Financial Services → Kestra Financial

Sep 29MoveJames Schugel — to The Standard (Standard Insurance Company)

Sep 29ExecutiveTony McMasters — to The Standard (Standard Insurance Company)

Sep 29MoveTaylor Chipp — to The Standard (Standard Insurance Company)

Sep 29ExecutiveOscar Aguilar

Sep 29ExecutiveNandini Mani

Sep 29ExecutiveMark "Sarge" Pepper, Elizabeth Johnson, Chris Flatt

Sep 29ExecutiveDan Gawley

Sep 29Registrations2 advisors — RFG Advisory → RFG ADVISORY, LLC● VERIFIED

Sep 29Registrations3 advisors — EP Wealth Advisors → EP WEALTH ADVISORS● VERIFIED

Sep 29Registrations3 advisors — Brookwood Investment Group → BROOKWOOD INVESTMENT GROUP● VERIFIED

Sep 29Registrations3 advisors — Avantax Planning Partners → AVANTAX PLANNING PARTNERS, INC.● VERIFIED

Sep 29Registrations2 advisors onto CETERA INVESTMENT ADVISERS LLC’s roster● VERIFIED

Sep 29Registrations2 advisors onto RFG ADVISORY, LLC’s roster● VERIFIED

Sep 28Team lift-outJeff Cullman · team of 7 — UBS Financial Services → Wells Fargo Advisors Financial Network (FiNet)

Sep 28ExecutiveGary S. Maier

Sep 28ExecutiveRob Reynolds

Sep 28ExecutiveDominic Courtman

Sep 28ExecutiveMartin Renkis

Sep 28ExecutiveRobert Ludricks III, Beata Kirr, Candice Nakagawa

Sep 28ExecutiveAdam Clark

Sep 28ExecutiveKatie Nixon — Northern Trust (private wealth business) → Northern Trust (Northeast region)

Sep 28ExecutiveAlyssa Quinlan — Freeman's Auctions & Appraisals → Northern Trust

Sep 28ExecutiveBeata Kirr — The Copia Group → Northern Trust

Sep 28ExecutiveCandice Nakagawa — Wilmington Trust → Northern Trust

Sep 28ExecutiveOlof Akesson — KABR Group → Northern Trust Wealth Management

Sep 28ExecutiveRobert Ludricks III — Brown Brothers Harriman → Northern Trust Wealth Management

Sep 28Registrations4 advisors — Prime Capital Financial → PRIME CAPITAL FINANCIAL● VERIFIED

Sep 28Registrations2 advisors — Keen Wealth Advisors → KEEN WEALTH ADVISORS● VERIFIED

Sep 27MoveJimmy Yip, John Pham · $8

Sep 27ExecutiveSheri Fitts, Ann Slotwinski

Sep 27ExecutiveNaureen Hassan

Sep 27ExecutiveJeremy Holly

Sep 27ExecutiveMike Alexander, Boaz Lahovitsky

Sep 27ExecutiveKurt Pierloot

Sep 27ExecutiveTalia Klein

Sep 27ExecutiveShaun Sinniah

Sep 27Registrations3 advisors — Modern Wealth Management → MODERN WEALTH MANAGEMENT, LLC● VERIFIED

Sep 27Registrations5 advisors onto MODERN WEALTH MANAGEMENT, LLC’s roster● VERIFIED

Sep 27Registrations3 advisors onto MERIT FINANCIAL ADVISORS’s roster● VERIFIED

Sep 26Team lift-outRonald Clifford Tavarez · team of 3

Sep 26Team lift-outPatrick C. Rowland · team of 8 — Wells Fargo → &Partners

Sep 26ExecutiveCarolyn Barnette — BlackRock → Freestone Capital Management

Sep 26ExecutiveMike Alexander — Broadridge Financial Solutions → Broadridge Financial Solutions

Sep 26ExecutiveBoaz Lahovitsky — J.P. Morgan → Broadridge Financial Solutions

Sep 26ExecutiveJeremy Holly — SageView → LPL

Sep 26ExecutiveJoe Martinetto — Charles Schwab → destination pending

Sep 26ExecutivePeter Crawford — Charles Schwab → destination pending

Sep 26ExecutiveBernie Clark — Charles Schwab → destination pending

Sep 26ExecutiveNaureen Hassan — Charles Schwab → UBS

Sep 26Registrations2 advisors onto OPENARC CORPORATE ADVISORY, LLC’s roster● VERIFIED

Sep 26Registrations2 advisors onto THE WEALTH CONSULTING GROUP’s roster● VERIFIED

Sep 26Registrations3 advisors onto MARINER WEALTH’s roster● VERIFIED

Sep 26Registrations8 advisors off Curi Capital’s roster · destinations pending● VERIFIED

Sep 26Registrations7 advisors off BIP Wealth’s roster · destinations pending● VERIFIED

Sep 26Registrations3 advisors off Horizon Investments’s roster · destinations pending● VERIFIED

Sep 26Registrations5 advisors off The Mather Group’s roster · destinations pending● VERIFIED

Sep 26Registrations2 advisors off Betterment’s roster · destinations pending● VERIFIED

Sep 26Registrations19 advisors off UBS’s roster · destinations pending● VERIFIED

Sep 26Registrations14 advisors off OpenArc Corporate Advisory’s roster · destinations pending● VERIFIED

Sep 26Registrations6 advisors off OPENARC CORPORATE ADVISORY, LLC’s roster · destinations pending● VERIFIED

Sep 26Registrations8 advisors off SignatureFD’s roster · destinations pending● VERIFIED

Sep 26Registrations3 advisors off Beacon Trust’s roster · destinations pending● VERIFIED

Sep 26Registrations6 advisors off OnePoint BFG Wealth Partners’s roster · destinations pending● VERIFIED

Sep 25ExecutiveSeth Bernstein — Equitable → Equitable

Sep 25ExecutiveSeth Bernstein — J.P. Morgan → AllianceBernstein & Equitable Holdings Inc.

Sep 25ExecutiveLeo Kelly — Hightower → Verdence Capital Advisors

Sep 25Team lift-outMichael Meily · team of 10 — Harvest Investment Consultants → Verdence Capital Advisors

Sep 25Team lift-outAndrew Lerner · $1.6B — Oppenheimer → Ameriprise

Sep 25MoveColin Gates · $120M — Merrill Lynch, Pierce, Fenner & Smith → Ameriprise

Sep 25Team lift-outJohn Pham · team of 5 — Merrill Lynch → UBS

Sep 25Team lift-outDavid Lorbiecki · team of 5 — D.M. Kelly & Company → Raymond James Associates

Sep 25ExecutiveErin Voisin — EP Wealth Advisors → EP Wealth Advisors

Sep 25ExecutiveRyan Swann — Vanguard → Edward Jones Investments

Sep 25ExecutiveDanica Griffith — PNC → Sage Mountain Advisors LLC

Sep 25ExecutiveJennifer Frazier — Hightower Signature Wealth → Hightower Signature Wealth

Sep 25ExecutiveJennifer Frazier — Hightower Advisors → Hightower Signature Wealth (HTSW)

Sep 25ExecutiveMarco De Freitas — Vanguard → Hightower Advisors

Sep 25Registrations4 advisors — The Wealth Consulting Group → THE WEALTH CONSULTING GROUP● VERIFIED

Sep 25Registrations6 advisors onto THE WEALTH CONSULTING GROUP’s roster● VERIFIED

Sep 25Registrations2 advisors onto BAILARD, INC.’s roster● VERIFIED

Sep 24Team lift-outJimmy Yip, John Pham · $575M

Sep 24ExecutiveTim Rotolo

Sep 24ExecutiveKendra Jeffreys

Sep 24ExecutiveTina Wilson

Sep 24ExecutiveJosh Warren, Jason Warnick

Sep 24ExecutiveOnur Erzan, Seth Bernstein

Sep 24ExecutiveDan Teper

Sep 24ExecutiveOnur Erzan

Sep 24Team lift-outPatrick Rowland · team of 7 — Wells Fargo Advisors Financial Network → &Partners

Sep 24MoveCyan Batchelor — Raymond James Financial Services → LPL Financial

Sep 24MoveJon Burnett · team of 3 — Raymond James Financial Services → LPL Financial

Sep 24Team lift-outBill Wagner · $385M — Wells Fargo Advisors Financial Network → LPL Financial

Sep 24Team lift-outJonathan Groberg — Northwestern Mutual → LPL Financial

Sep 24Team lift-outRon Hunt — Northwestern Mutual → LPL Financial

Sep 24Team lift-outBrian Lifferth — Northwestern Mutual → LPL Financial

Sep 24Team lift-outGardner Brown — Northwestern Mutual → LPL Financial

Sep 24Team lift-outTodd Harris · team of 5 — Commonwealth Financial Network → Raymond James

Sep 24Team lift-outDavid Lobriecki · team of 5 — D.M. Kelly & Company → Raymond James

Sep 24MoveJeff Myers · team of 7 — Long Island Wealth Management → Captrust Financial Advisors

Sep 24MoveMichael Cuneo · team of 7 — Compass Advisors → Captrust Financial Advisors

Sep 24Registrations5 advisors off Wealthcare Advisory Partners’s roster · destinations pending● VERIFIED

Sep 24Registrations3 advisors onto THE WEALTH CONSULTING GROUP’s roster● VERIFIED

Sep 24Registrations3 advisors onto MODERN WEALTH MANAGEMENT, LLC’s roster● VERIFIED

Sep 24Registrations4 advisors off Americana Partners’s roster · destinations pending● VERIFIED

Sep 24Registrations9 advisors off Tastytrade’s roster · destinations pending● VERIFIED

Sep 24Registrations2 advisors off Goldman Sachs Asset Management’s roster · destinations pending● VERIFIED

Sep 24Registrations3 advisors off Parallel Advisors’s roster · destinations pending● VERIFIED

Sep 24Registrations2 advisors off Brown Advisory’s roster · destinations pending● VERIFIED

From the Moves Desk

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The Moves Wire the industry’s tape for talent · updated continuously

TradePMR product chief Jon Patullo joins CG Financial as COO and CIO

HB Wealth adds Podnos physician team, entering Texas as its seventh market

Rockefeller recruits Piedmont Wealth Partners, a $1B Truist team in Charlotte

Cullman/Holt Group, a seven-person UBS team with $1.3 billion, joins Wells Fargo FiNet in Ohio

Free deep view 0 of 3 this month.

The Moves Wire the industry’s tape for talent · updated continuously

TradePMR product chief Jon Patullo joins CG Financial as COO and CIO

HB Wealth adds Podnos physician team, entering Texas as its seventh market

Rockefeller recruits Piedmont Wealth Partners, a $1B Truist team in Charlotte

Cullman/Holt Group, a seven-person UBS team with $1.3 billion, joins Wells Fargo FiNet in Ohio

Free deep view 0 of 3 this month.

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